Shafayet Misir Bin Hussain

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 4 Nov 2022)
    • CF30 Customer (since 31 Oct 2022)
    • CF30 Customer (5 Jun 2017 to 1 Dec 2020)
  • Shafayet Hussain

    FRN 986009

    • (1)Employed By (since 31 Oct 2022)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Functions requiring qualifications (22 Mar 2021 to 7 Jul 2022)
    • [FCA CF] Client dealing (22 Mar 2021 to 7 Jul 2022)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Client dealing (22 Mar 2021 to 7 Jul 2022)
    • [FCA CF] Functions requiring qualifications (22 Mar 2021 to 7 Jul 2022)
  • Pinnacle Wealth Management LLP (no longer approved here)

    FRN 582859

    • (23)Employed By (5 Jun 2017 to 1 Dec 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.