HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Joseph German

  IRN PJG01207

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2025)
• Paul Joseph Morris

  IRN PJM00118

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 11 Jul 2022)
  • [FCA CF] Client dealing (since 11 Jul 2022)
  • [FCA CF] Manager of certification employee (since 11 Jul 2022)
• Paul Martin Fraser Frame

  IRN PMF01042

  • [FCA CF] Material risk taker (since 9 Oct 2025)
  • [FCA CF] Significant management (since 1 Jan 2021)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF1 Director (15 Mar 2016 to 29 Jan 2020)
• Paul Matthew Heslop

  IRN PMH01143

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
• Paul Michael Bignell

  IRN PMB00005

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2025)
• Paul Michael Harwood

  IRN PMH01119

  • [FCA CF] Client dealing (9 Dec 2019 to 21 Feb 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Feb 2025)
  • CF30 Customer (28 Jul 2011 to 8 Dec 2019)
• Paul Ridley

  IRN PXR09096

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2025)
  • [FCA CF] Client dealing (since 9 Dec 2025)
• Paul Robert Geddes

  IRN PRG01067

  • SMF3 Executive Director (since 6 Oct 2023)
  • SMF1 Chief Executive (since 6 Oct 2023)
  • [FCA CF] Manager of certification employee (22 Aug 2023 to 16 Oct 2023)
  • [FCA CF] Significant management (22 Aug 2023 to 16 Oct 2023)
• Paul Thomas Hudson

  IRN PTH01045

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Paula Evelynn MacGregor

  IRN PEM01030

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2025)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2025)

No changes recorded yet.