Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Apr 2025)
    • [FCA CF] Client dealing (since 9 Apr 2025)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Feb 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Feb 2025)
    • CF30 Customer (28 Jul 2011 to 8 Dec 2019)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Feb 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Feb 2025)
    • CF30 Customer (15 Dec 2016 to 8 Dec 2019)
  • Courtiers Investment Services Limited (no longer approved here)

    FRN 124995

    • CF30 Customer (1 Nov 2007 to 2 Jul 2011)
    • CF21 Investment Adviser (14 Sep 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Feb 2006 to 14 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.