Paul Joseph Morris

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited

    FRN 134190

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 11 Jul 2022)
    • [FCA CF] Client dealing (since 11 Jul 2022)
    • [FCA CF] Functions requiring qualifications (since 11 Jul 2022)
  • Evelyn Partners Financial Planning Limited

    FRN 136414

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 11 Jul 2022)
    • [FCA CF] Manager of certification employee (since 11 Jul 2022)
    • [FCA CF] Functions requiring qualifications (since 11 Jul 2022)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • [FCA CF] Manager of certification employee (3 Nov 2022 to 1 Apr 2026)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (21 May 2020 to 17 Jan 2022)
    • CF30 Customer (17 Apr 2020 to 17 Jan 2022)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • [FCA CF] Functions requiring qualifications (9 Sep 2019 to 30 Nov 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 Nov 2008)
    • CF21 Investment Adviser (7 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Dec 2005 to 7 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

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