HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Pauline Ann Vines

  IRN VXP16601

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 28 Mar 2023)
  • [FCA CF] Client dealing (since 28 Mar 2023)
• Perdeep Kumar Asi

  IRN PKA00002

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (14 Sep 2017 to 8 Dec 2019)
• Peter Besant

  IRN PXB01293

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
• Peter Britain

  IRN PXB01488

  • CF22 Investment Adviser (Trainee) (10 Oct 2005 to 7 Apr 2006)
• Peter Charles Howland

  IRN PCH00007

  • CF2 Non Executive Director (1 Oct 2012 to 31 May 2014)
• Peter Cyril Robert Lewis

  IRN PCL00001

  • CF2 Non Executive Director (20 May 2003 to 1 Apr 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 14 May 2003)
  • CF1 Director (1 Dec 2001 to 20 May 2003)
  • CF10 Compliance Oversight (1 Dec 2001 to 14 May 2003)
• Peter George White

  IRN PGW00008

  • CF21 Investment Adviser (1 Dec 2001 to 21 Dec 2001)
• Peter Hepburn Deming

  IRN PHD01037

  • [FCA CF] Material risk taker (since 1 Oct 2024)
  • Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2020)
• Peter John Harold Ingham

  IRN PJI01009

  • CF30 Customer (16 Jul 2008 to 21 May 2010)
• Peter Lindop Hall

  IRN PLH01032

  • CF3 Chief Executive (16 Mar 2016 to 2 Oct 2017)
  • CF1 Director (7 Jun 2010 to 2 Oct 2017)

No changes recorded yet.