Peter Besant

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited

    FRN 134190

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Evelyn Partners Financial Planning Limited

    FRN 136414

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Jun 2016 to 8 Dec 2019)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (3 Jun 2010 to 21 Sep 2015)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (15 Jul 2008 to 2 Jun 2010)
    • CF21 Investment Adviser (28 Oct 2002 to 13 Sep 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.