HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Peter Luis Fernandes

  IRN PLF01012

  • [FCA CF] Significant management (25 Jan 2021 to 9 Dec 2021)
• Peter Nicholas Ralph

  IRN PNR00002

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Dec 2001)
• Peter Scott Davey

  IRN PSD00007

  • [FCA CF] Client dealing (9 Dec 2019 to 9 Dec 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Dec 2024)
• Phil Fabian

  IRN PXF00185

  • [FCA CF] Significant management (since 22 Jul 2022)
• Philip Best

  IRN PWB01061

  • SMF16 Compliance Oversight (23 Sep 2020 to 1 Dec 2023)
  • SMF4 Chief Risk (23 Sep 2020 to 1 Dec 2023)
• Philip Diamond

  IRN PXD00182

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 26 May 2022)
  • [FCA CF] Client dealing (since 26 May 2022)
• Philip Donnelly

  IRN PGD01054

  • [FCA CF] Client dealing (since 18 May 2023)
• Philip Edward Lewis

  IRN PEL01052

  • [FCA CF] Manager of certification employee (since 18 Jul 2025)
• Philip Jeffery Grundy

  IRN PJG01265

  • [FCA CF] Manager of certification employee (since 7 Nov 2022)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF28 Systems and controls (22 Feb 2016 to 19 Oct 2017)
• Philip Sebastian Muelder

  IRN PSM01097

  • [FCA CF] Material risk taker (1 Oct 2024 to 12 Feb 2025)
  • Director of firm who is not a certification employee or a SMF manager (1 Sep 2020 to 12 Feb 2025)
  • CF2 Non Executive Director (8 Apr 2014 to 8 Dec 2019)

No changes recorded yet.