HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Philip Todd O'Connor

  IRN PTO01008

  • CF30 Customer (1 Nov 2007 to 9 Sep 2008)
  • CF21 Investment Adviser (16 Jul 2007 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (16 Jul 2007 to 31 Oct 2007)
• Phillip Gordon Bradshaw

  IRN PGB00007

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2022)
• Phillip Roy Illingworth

  IRN PRI00001

  • CF21 Investment Adviser (11 Mar 2003 to 7 Jan 2005)
  • CF24 Pension Transfer Specialist (11 Mar 2003 to 7 Jan 2005)
• Poppy Sheppard

  IRN PXS00684

  • [FCA CF] Manager of certification employee (since 19 Nov 2024)
  • [FCA CF] Client dealing (since 14 Jul 2023)
• Rachael Espie

  IRN RXE00153

  • [FCA CF] Client dealing (since 2 Oct 2023)
• Rachael Louise Mifsud

  IRN RLT00002

  • CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2004)
• Rachel Claire Debono

  IRN RCD01042

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (15 Oct 2016 to 8 Dec 2019)
• Rachel Lonsdale

  IRN RLW00006

  • [FCA CF] Client dealing (since 18 May 2023)
• Rachel Smith

  IRN RXS00880

  • [FCA CF] Manager of certification employee (since 30 May 2023)
  • [FCA CF] Client dealing (since 30 May 2023)
• Rachel Susan Bleakley

  IRN RSB01169

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 8 Oct 2024)
  • [FCA CF] Client dealing (since 8 Oct 2024)

No changes recorded yet.