Philip Todd O'Connor

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Suttons Independent Financial Advisers Limited

    FRN 455848

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 5 Jun 2025)
    • [FCA CF] Client dealing (since 5 Jun 2025)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF1 Director (AR) (7 Aug 2008 to 6 Oct 2014)
    • CF30 Customer (7 Aug 2008 to 6 Oct 2014)
  • Whitewell Financial Planning Ltd (no longer approved here)

    FRN 487162

    • Employed By (7 Aug 2008 to 6 Oct 2014)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF30 Customer (1 Nov 2007 to 9 Sep 2008)
    • CF24 Pension Transfer Specialist (16 Jul 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (16 Jul 2007 to 31 Oct 2007)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF21 Investment Adviser (1 Jun 2007 to 4 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.