HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas John Vaughan Rimmer

  IRN NJR00010

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jan 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 Jan 2022)
  • CF30 Customer (13 Mar 2009 to 8 Dec 2019)
• Nicholas Murphy

  IRN NWM01017

  • [FCA CF] Significant management (10 Mar 2021 to 15 Aug 2022)
• Nicholas Nicol

  IRN NXN00008

  • CF30 Customer (19 Nov 2015 to 25 Apr 2016)
• Nicholas Reeves

  IRN NMR01043

  • 11. Pension transfer specialist
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Aug 2022)
  • [FCA CF] Client dealing (since 9 Aug 2022)
• Nicholas Walton

  IRN NXW00271

  • [FCA CF] Client dealing (since 18 May 2023)
• Nicola Claire Mitford-Slade

  IRN NCM01026

  • [FCA CF] Significant management (13 Jul 2022 to 12 Sep 2022)
  • [FCA CF] Manager of certification employee (13 Jul 2022 to 12 Sep 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (1 Dec 2020 to 13 Jul 2022)
• Nicolai Ian Lewis

  IRN NIL01007

  • [FCA CF] Client dealing (11 Sep 2024 to 23 Oct 2025)
  • [FCA CF] Functions requiring qualifications (11 Sep 2024 to 23 Oct 2025)
• Nigel Alan Small

  IRN NAS01117

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Nigel Allman

  IRN NXA01408

  • CF1 Director (26 Jul 2017 to 3 Oct 2018)
  • CF10 Compliance Oversight (26 Jul 2017 to 3 Oct 2018)
• Nigel Granville Lister

  IRN NGL00002

  • CF30 Customer (2 Oct 2015 to 8 Dec 2019)

No changes recorded yet.