Nicholas Nicol

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

M&G ADVICE PARTNERS LIMITED (no longer approved here)
FRN 584256
- CF30 Customer (27 Jun 2016 to 20 Apr 2017)
HW Financial Services Limited (no longer approved here)
FRN 134190
- CF30 Customer (19 Nov 2015 to 25 Apr 2016)
Hargreaves Lansdown Advisory Services Limited (no longer approved here)
FRN 189627
- CF30 Customer (31 Dec 2012 to 20 Aug 2015)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (28 Mar 2010 to 24 Sep 2010)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (1 Nov 2007 to 29 Mar 2010)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
HBOS Investment Fund Managers Limited (no longer approved here)
FRN 119223
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.