Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Jan 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jan 2022)
    • CF30 Customer (13 Mar 2009 to 8 Dec 2019)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Jan 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jan 2022)
    • CF30 Customer (16 Jan 2017 to 8 Dec 2019)
  • Westward Counties (Life & Pensions) Limited (no longer approved here)

    FRN 137057

    • Employed By (7 Oct 1998 to 29 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.