Nicholas Reeves

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited

    FRN 134190

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Aug 2022)
    • [FCA CF] Functions requiring qualifications (since 9 Aug 2022)
  • Evelyn Partners Financial Planning Limited

    FRN 136414

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Aug 2022)
    • [FCA CF] Client dealing (since 9 Aug 2022)
    • CF30 Customer (31 Aug 2016 to 28 Jan 2019)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • [FCA CF] Client dealing (15 Mar 2019 to 13 May 2022)
    • [FCA CF] Manager of certification employee (15 Mar 2019 to 13 May 2022)
    • [FCA CF] Functions requiring qualifications (15 Mar 2019 to 13 May 2022)

Recent activity

Updates to this individual's record on the FCA register.

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