HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Neil Simmonds

  IRN NXS00199

  • [FCA CF] Significant management (16 Sep 2020 to 15 Dec 2022)
• Neil Thornton

  IRN NXT01193

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 29 Dec 2021)
  • [FCA CF] Client dealing (since 29 Dec 2021)
• Neil William Robinson

  IRN NXR44719

  • [FCA CF] Material risk taker (since 2 Feb 2026)
  • [FCA CF] Manager of certification employee (since 18 Feb 2025)
  • [FCA CF] Significant management (since 13 Jun 2024)
• Niall Spowart

  IRN NXS00800

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 11 Mar 2026)
  • [FCA CF] Client dealing (since 11 Mar 2026)
• Nicholas Allcock

  IRN NXA00098

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Oct 2024)
• Nicholas Copperwaite

  IRN NXC00256

  • [FCA CF] Material risk taker (since 1 Oct 2024)
  • [FCA CF] Manager of certification employee (since 31 Mar 2022)
  • [FCA CF] Significant management (since 31 Mar 2022)
• Nicholas Edward Parkes

  IRN NXP00078

  • [FCA CF] Client dealing (8 Aug 2022 to 30 Sep 2023)
  • [FCA CF] Functions requiring qualifications (8 Aug 2022 to 30 Sep 2023)
• Nicholas Goldup

  IRN NXG00102

  • [FCA CF] Material risk taker (1 Oct 2024 to 27 Jan 2026)
  • [FCA CF] Significant management (9 Dec 2019 to 27 Jan 2026)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Jan 2026)
• Nicholas Hathaway

  IRN NXH00194

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 6 Jun 2023)
  • [FCA CF] Client dealing (since 6 Jun 2023)
• Nicholas John Geere

  IRN NJG00059

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Apr 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2025)
  • CF30 Customer (15 Nov 2016 to 8 Dec 2019)

No changes recorded yet.