Nicholas Goldup

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • [FCA CF] Material risk taker (1 Oct 2024 to 27 Jan 2026)
    • SMF18 Other Overall Responsibility (15 Sep 2021 to 11 Aug 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 27 Jan 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Sep 2021)
  • Evelyn Partners Investment Services Limited (no longer approved here)

    FRN 131816

    • [FCA CF] Material risk taker (1 Oct 2024 to 27 Jan 2026)
    • [FCA CF] Manager of certification employee (19 Mar 2024 to 27 Jan 2026)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Material risk taker (1 Oct 2024 to 27 Jan 2026)
    • [FCA CF] Significant management (9 Dec 2019 to 27 Jan 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Jan 2026)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Material risk taker (1 Oct 2024 to 27 Jan 2026)
    • [FCA CF] Significant management (9 Dec 2019 to 27 Jan 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Jan 2026)
  • TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)

    FRN 142989

    • [FCA CF] Material risk taker (1 Oct 2024 to 27 Jan 2026)
    • SMF18 Other Overall Responsibility (15 Sep 2021 to 11 Aug 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 27 Jan 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Sep 2021)
  • Evelyn Partners Discretionary Investment Management Limited (no longer approved here)

    FRN 147103

    • [FCA CF] Material risk taker (1 Oct 2024 to 27 Jan 2026)
    • SMF18 Other Overall Responsibility (15 Sep 2021 to 11 Aug 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Sep 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 27 Jan 2026)
  • Evelyn Partners Investment Management Services Limited (no longer approved here)

    FRN 165169

    • [FCA CF] Material risk taker (1 Oct 2024 to 27 Jan 2026)
    • SMF18 Other Overall Responsibility (15 Sep 2021 to 11 Aug 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Sep 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 27 Jan 2026)
  • Evelyn Partners Asset Management Limited (no longer approved here)

    FRN 223074

    • [FCA CF] Material risk taker (1 Oct 2024 to 27 Jan 2026)
    • [FCA CF] Manager of certification employee (11 Aug 2022 to 27 Jan 2026)
    • SMF18 Other Overall Responsibility (15 Sep 2021 to 11 Aug 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 27 Jan 2026)

Recent activity

Updates to this individual's record on the FCA register.

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