Nicholas Edward Parkes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Client dealing (8 Aug 2022 to 30 Sep 2023)
    • [FCA CF] Functions requiring qualifications (8 Aug 2022 to 30 Sep 2023)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Client dealing (8 Aug 2022 to 30 Sep 2023)
    • [FCA CF] Functions requiring qualifications (8 Aug 2022 to 30 Sep 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (5 Mar 2021 to 31 May 2022)
    • CF30 Customer (1 Mar 2021 to 31 May 2022)
  • Ryley Wealth Management Ltd (no longer approved here)

    FRN 416770

    • (17)Employed By (1 Mar 2021 to 31 May 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.