Neil Thornton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited

    FRN 134190

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 29 Dec 2021)
    • [FCA CF] Functions requiring qualifications (since 29 Dec 2021)
  • Evelyn Partners Financial Planning Limited

    FRN 136414

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 29 Dec 2021)
    • [FCA CF] Client dealing (since 29 Dec 2021)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 22 Oct 2021)
    • [FCA CF] Client dealing (1 Jan 2021 to 22 Oct 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (28 Jan 2013 to 6 Mar 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (17 Apr 2008 to 14 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.