HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew James Milligan

  IRN AJM01715

  • CF30 Customer (4 Aug 2016 to 13 Dec 2016)
• Andrew James Murray Grant

  IRN AJG01292

  • Responsible for Insurance Distribution (16 Dec 2020 to 22 Dec 2021)
  • SMF18 Other Overall Responsibility (27 Jan 2020 to 22 Dec 2021)
  • CF1 Director (27 Sep 2018 to 8 Dec 2019)
• Andrew James Neale Yonge

  IRN AJY00002

  • [FCA CF] Manager of certification employee (19 Nov 2021 to 28 Feb 2023)
• Andrew John Collison

  IRN AJC01434

  • [FCA CF] Client dealing (since 13 Mar 2026)
• Andrew Little

  IRN AXL18688

  • [FCA CF] Client dealing (31 Mar 2023 to 8 May 2024)
• Andrew Martin Baddeley

  IRN AMB01241

  • SMF2 Chief Finance (9 Dec 2019 to 9 Apr 2025)
  • SMF3 Executive Director (9 Dec 2019 to 9 Apr 2025)
  • CF1 Director (12 Sep 2018 to 8 Dec 2019)
• Andrew Michael Barlow

  IRN AMB00008

  • CF24 Pension Transfer Specialist (1 Dec 2001 to 28 Nov 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 28 Nov 2003)
• Andrew Moat

  IRN AXM81799

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 29 Nov 2023)
  • [FCA CF] Client dealing (since 29 Nov 2023)
• Andrew Nicholas Kirk

  IRN ANK00018

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Apr 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2021)
  • CF30 Customer (5 Oct 2017 to 8 Dec 2019)
• Andrew Park Rowland

  IRN APR00011

  • [FCA CF] Client dealing (9 Dec 2019 to 9 Aug 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Aug 2022)

No changes recorded yet.