Andrew Nicholas Kirk

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FRANCIS CLARK FINANCIAL PLANNING LIMITED

    FRN 433591

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 4 May 2021)
    • [FCA CF] Client dealing (since 4 May 2021)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Apr 2021)
    • CF30 Customer (5 Oct 2017 to 8 Dec 2019)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Apr 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2021)
    • CF30 Customer (5 Oct 2017 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (19 Jun 2012 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (13 Jun 2008 to 13 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.