Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TRUE BEARING LIMITED
FRN 486512
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 15 Aug 2022)
- [FCA CF] Client dealing (since 15 Aug 2022)
- Appointed representative dealing with clients for which they require qualification (29 Aug 2023 to 21 Jan 2025)
- CF30 Customer (17 May 2023 to 20 Jan 2025)
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- (4)Employed By (17 May 2023 to 20 Jan 2025)
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- [FCA CF] Client dealing (9 Dec 2019 to 9 Aug 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Aug 2022)
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- [FCA CF] Client dealing (9 Dec 2019 to 9 Aug 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Aug 2022)
- CF30 Customer (12 Jun 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.