HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Porter

  IRN ADP01059

  • CF30 Customer (8 Aug 2016 to 28 Sep 2016)
• Andrew Robson Wyer

  IRN ARW00007

  • CF30 Customer (1 Nov 2007 to 10 Feb 2012)
  • CF21 Investment Adviser (3 May 2007 to 31 Oct 2007)
• Andrew Stephen Minifie

  IRN ASM01114

  • CF11 Money Laundering Reporting (2 Mar 2007 to 3 Feb 2010)
  • CF2 Non Executive Director (20 May 2003 to 3 Feb 2010)
• Andrew Stephen Wheeler

  IRN ASW00005

  • CF24 Pension Transfer Specialist (18 Feb 2003 to 25 Aug 2005)
  • CF21 Investment Adviser (18 Feb 2003 to 25 Aug 2005)
• Andrew Summers

  IRN AXS04921

  • [FCA CF] Client dealing (since 12 Jul 2023)
• Andrew Terence Ronald Wilkes

  IRN ATW01038

  • [FCA CF] Manager of certification employee (27 Jul 2022 to 28 Aug 2024)
  • [FCA CF] Significant management (27 Jul 2022 to 28 Aug 2024)
• Andrew Twist

  IRN AXT00548

  • [FCA CF] Client dealing (since 18 May 2023)
• Anil Kumar Khiani

  IRN AKK00002

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Material risk taker (since 1 Oct 2024)
  • [FCA CF] Significant management (since 23 Oct 2020)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Ann-Marie Atkins

  IRN AXB02194

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (26 Oct 2010 to 8 Dec 2019)
• Anna Louise Sharp

  IRN ALS01147

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 5 Apr 2022)
  • [FCA CF] Functions requiring qualifications (since 5 Apr 2022)

No changes recorded yet.