Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Blue Spire Financial Planning Limited
FRN 566257
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Jan 2017 to 8 Dec 2019)
- Responsible for Insurance Mediation (7 Feb 2012 to 7 Apr 2014)
- CF1 Director (7 Feb 2012 to 7 Apr 2014)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jul 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jul 2021)
- CF30 Customer (1 May 2014 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 10 Feb 2012)
- CF21 Investment Adviser (3 May 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.