Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Jan 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (7 Feb 2012 to 7 Apr 2014)
    • CF1 Director (7 Feb 2012 to 7 Apr 2014)
  • Buxton Beresford Financial Planning Ltd (no longer approved here)

    FRN 596052

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jul 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jul 2021)
    • CF30 Customer (1 May 2014 to 8 Dec 2019)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF30 Customer (1 Nov 2007 to 10 Feb 2012)
    • CF21 Investment Adviser (3 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.