Blue Spire Financial Planning Limited

Date authorised
1 April 2013
Companies House
06867845
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cawley Priory
    South Pallant
    Chichester
    West Sussex
    PO19 1SY
    UNITED KINGDOM
    Phone
    +4401243781234

  • Complaints Contact

    Cawley Priory
    South Pallant
    Chichester
    West Sussex
    PO19 1SY
    UNITED KINGDOM
    Phone
    +4401243781234

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Robson Wyer

    IRN ARW00007

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Jan 2017 to 8 Dec 2019)
    • CF1 Director (7 Feb 2012 to 7 Apr 2014)
    • Responsible for Insurance Mediation (7 Feb 2012 to 7 Apr 2014)
  • Charles Arthur Hunt

    IRN CAH01213

    • SMF3 Executive Director (9 Dec 2019 to 25 Nov 2025)
    • CF1 Director (7 Feb 2012 to 8 Dec 2019)
  • David Andrew Noone

    IRN DAN00001

    • CF30 Customer (1 Aug 2013 to 30 May 2014)
  • Geoffrey Alan Frost

    IRN GAF01068

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (11 Oct 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Oct 2016 to 8 Dec 2019)
    • CF1 Director (7 Feb 2012 to 8 Dec 2019)
  • James Charlton Ragg

    IRN JCR01146

    • CF1 Director (7 Feb 2012 to 1 Oct 2012)
    • CF11 Money Laundering Reporting (7 Feb 2012 to 1 Oct 2012)
  • Nicola Ann Torrance

    IRN NAT01049

    • CF1 Director (7 Feb 2012 to 30 Jun 2013)
    • CF10 Compliance Oversight (7 Feb 2012 to 30 Jun 2013)
  • Peter Graham Rollison

    IRN PGR01041

    • CF10 Compliance Oversight (11 Jul 2013 to 29 Nov 2016)
    • CF1 Director (7 Dec 2012 to 25 Nov 2016)
    • CF11 Money Laundering Reporting (7 Dec 2012 to 29 Nov 2016)
  • Peter William Field

    IRN PWF01022

    • CF30 Customer (10 Mar 2015 to 31 Dec 2016)
  • Stephen Mackley

    IRN SXM02988

    • CF30 Customer (1 Sep 2012 to 30 Jun 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.