Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Director of firm who is not a certification employee or a SMF manager (since 6 Sep 2024)
    • Appointed representative dealing with clients for which they require qualification (since 6 Sep 2024)
    • CF1 Director (AR) (since 13 Jul 2024)
    • CF30 Customer (since 13 Jul 2024)
    • Employed By (since 13 Jul 2024)
  • Blue Spire Financial Planning Limited (no longer approved here)

    FRN 566257

    • CF30 Customer (10 Mar 2015 to 31 Dec 2016)
  • Lane Financial Management Limited (no longer approved here)

    FRN 438355

    • CF30 Customer (1 Apr 2009 to 31 Aug 2010)
    • CF1 Director (1 Apr 2009 to 31 Aug 2010)

Recent activity

Updates to this individual's record on the FCA register.

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