HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Justin Jeffrey Bullimore

  IRN JXB00246

  • CF30 Customer (1 May 2013 to 31 Jul 2014)
• Justin Mark Bradford

  IRN JMB01544

  • [FCA CF] Client dealing (9 Dec 2019 to 5 Jul 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Jul 2021)
• Karin Fagerholm

  IRN KXF00109

  • [FCA CF] Client dealing (15 Jun 2023 to 24 Mar 2026)
• Katarina Alderson

  IRN KXA33577

  • SMF18 Other Overall Responsibility (since 24 Jun 2025)
  • [FCA CF] Manager of certification employee (14 Jul 2022 to 24 Jun 2025)
  • [FCA CF] Significant management (14 Mar 2022 to 24 Jun 2025)
• Katarzyna Jones

  IRN KXJ00158

  • [FCA CF] Client dealing (since 18 May 2023)
• Kate Fleming

  IRN KXF01191

  • [FCA CF] Manager of certification employee (18 May 2023 to 26 Apr 2024)
  • [FCA CF] Client dealing (18 May 2023 to 26 Apr 2024)
• Katharine Elizabeth Domanski

  IRN KEC01012

  • SMF17 Money Laundering Reporting Officer (MLRO) (22 Feb 2020 to 1 Dec 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 23 Sep 2020)
  • SMF4 Chief Risk (9 Dec 2019 to 23 Sep 2020)
  • CF10 Compliance Oversight (15 Jan 2019 to 8 Dec 2019)
  • CF1 Director (15 Jan 2019 to 8 Dec 2019)
• Katharine Lindley

  IRN KSL01007

  • CF30 Customer (12 Dec 2012 to 6 Mar 2015)
• Katherine Barton

  IRN KXB00603

  • [FCA CF] Manager of certification employee (since 10 Jun 2024)
• Kathryn Jeffery

  IRN KXJ00219

  • [FCA CF] Client dealing (since 7 Apr 2025)

No changes recorded yet.