Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 7 Aug 2015)
- CF30 Customer (since 7 Aug 2015)
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Newbridge Limited
FRN 694949
- (2)Employed By (since 7 Aug 2015)
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- (9)Employed By (30 Jun 2014 to 27 May 2015)
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- CF30 Customer (25 Jun 2014 to 26 Jun 2014)
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- CF30 Customer (1 May 2013 to 31 Jul 2014)
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- CF30 Customer (4 Sep 2008 to 27 Mar 2013)
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- CF21 Investment Adviser (13 Sep 2006 to 9 May 2007)
- CF22 Investment Adviser (Trainee) (7 Apr 2006 to 13 Sep 2006)
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- CF1 Director (AR) (4 May 2005 to 22 Feb 2006)
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- Employed By (4 May 2005 to 22 Feb 2006)
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- CF21 Investment Adviser (14 Sep 2004 to 8 May 2006)
- CF22 Investment Adviser (Trainee) (26 Mar 2004 to 14 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.