HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kathryn Mahoney

  IRN KXM00821

  • [FCA CF] Client dealing (since 12 Jun 2025)
• Katie Carr

  IRN KXC00330

  • [FCA CF] Client dealing (since 30 May 2023)
• Katy Jean Thorne

  IRN KJT01065

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
• Kaylan Barge

  IRN KXB00616

  • [FCA CF] Client dealing (2 Aug 2024 to 31 Dec 2024)
• Kayleigh Anderson

  IRN KXA00296

  • [FCA CF] Client dealing (18 May 2023 to 25 Mar 2024)
  • [FCA CF] Manager of certification employee (18 May 2023 to 25 Mar 2024)
• Keith Jones

  IRN KXJ01057

  • [FCA CF] Material risk taker (2 May 2025 to 5 Sep 2025)
  • Director of firm who is not a certification employee or a SMF manager (2 May 2025 to 5 Sep 2025)
  • SMF12 Chair of the Remuneration Committee (3 Dec 2020 to 1 May 2025)
• Kelly Ashworth

  IRN KXA01880

  • [FCA CF] Client dealing (since 19 Mar 2024)
• Kerry Anne Vilchez

  IRN KAM01150

  • [FCA CF] Client dealing (2 Feb 2023 to 24 Feb 2026)
  • [FCA CF] Functions requiring qualifications (2 Feb 2023 to 24 Feb 2026)
• Kevin Broadbent

  IRN KXB00124

  • [FCA CF] Manager of certification employee (since 29 Mar 2023)
• Kevin Mann

  IRN KXM00257

  • [FCA CF] Client dealing (27 May 2020 to 2 Oct 2025)
  • [FCA CF] Functions requiring qualifications (27 May 2020 to 2 Oct 2025)

No changes recorded yet.