HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kevin Stopps

  IRN KPS01021

  • Director of firm who is not a certification employee or a SMF manager (11 May 2021 to 1 Oct 2021)
  • SMF3 Executive Director (3 Dec 2020 to 11 May 2021)
• Khaled Hawwash

  IRN KXH01410

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Feb 2019 to 8 Dec 2019)
• Kim Alexandra Stapley-Hinds

  IRN KXS00833

  • [FCA CF] Client dealing (since 1 May 2025)
• Kim Bearcroft

  IRN KEB01032

  • [FCA CF] Client dealing (since 18 May 2023)
• Kim Hancock

  IRN KXH00398

  • [FCA CF] Manager of certification employee (since 26 Feb 2024)
  • [FCA CF] Client dealing (since 18 May 2023)
• Kim Spiers

  IRN KXS01258

  • Responsible for Insurance Mediation (4 Aug 2004 to 10 Dec 2004)
  • CF10 Compliance Oversight (18 Dec 2001 to 10 Dec 2004)
  • CF11 Money Laundering Reporting (18 Dec 2001 to 10 Dec 2004)
• Kimberley Ann Mannings

  IRN KAC01077

  • CF30 Customer (14 Oct 2016 to 18 Sep 2018)
• Kirsty Minor

  IRN KXM00596

  • [FCA CF] Client dealing (18 May 2023 to 15 Aug 2025)
• Kirsty Puplett

  IRN KXP00323

  • [FCA CF] Significant management (2 Feb 2023 to 31 Mar 2025)
• Kirsty Tanner

  IRN KXT00265

  • [FCA CF] Client dealing (since 30 May 2023)

No changes recorded yet.