HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kirsty Thomson

  IRN KJT01072

  • CF30 Customer (23 Dec 2016 to 14 Feb 2017)
• Kjersti Wiklund

  IRN KXW00311

  • [FCA CF] Material risk taker (since 20 Oct 2025)
  • Director of firm who is not a certification employee or a SMF manager (since 9 Sep 2022)
• Laura Donkin

  IRN LXD00402

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 18 Nov 2024)
  • [FCA CF] Client dealing (since 18 Nov 2024)
• Laura Elizabeth Young

  IRN LEY01003

  • [FCA CF] Client dealing (9 Dec 2019 to 2 Dec 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Dec 2025)
  • CF30 Customer (12 Jun 2018 to 8 Dec 2019)
• Laura Kidner

  IRN LXK00171

  • [FCA CF] Manager of certification employee (18 May 2023 to 2 Jan 2024)
  • [FCA CF] Client dealing (18 May 2023 to 2 Jan 2024)
• Laura Lee

  IRN LXL00097

  • [FCA CF] Significant management (9 Dec 2019 to 30 Apr 2021)
• Laura Marie Dawn Ingram

  IRN LMI00007

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
• Lauren Burrisson

  IRN LXB00839

  • [FCA CF] Client dealing (since 25 Sep 2025)
• Lauren Claire Bloom

  IRN LCO01014

  • CF30 Customer (1 Aug 2014 to 5 Jun 2018)
• Leanne Marie Cassidy

  IRN LXC01818

  • [FCA CF] Functions requiring qualifications (23 Feb 2023 to 31 Mar 2026)
  • [FCA CF] Client dealing (23 Feb 2023 to 31 Mar 2026)

No changes recorded yet.