Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2025)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (4 Nov 2024 to 21 Jul 2025)
    • [FCA CF] Functions requiring qualifications (4 Nov 2024 to 21 Jul 2025)
    • [FCA CF] Manager of certification employee (4 Nov 2024 to 21 Jul 2025)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF30 Customer (23 Dec 2016 to 14 Feb 2017)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (20 Dec 2016 to 14 Feb 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.