Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LGT Wealth Management Limited
FRN 466684
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
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LGT Wealth Management UK LLP
FRN 471048
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 Oct 2025)
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- [FCA CF] Client dealing (4 Nov 2024 to 21 Jul 2025)
- [FCA CF] Functions requiring qualifications (4 Nov 2024 to 21 Jul 2025)
- [FCA CF] Manager of certification employee (4 Nov 2024 to 21 Jul 2025)
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- CF30 Customer (23 Dec 2016 to 14 Feb 2017)
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- CF30 Customer (20 Dec 2016 to 14 Feb 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.