Katharine Lindley

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EQ Investors Limited

    FRN 539422

    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 18 Jul 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (10 Jun 2015 to 8 Dec 2019)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF30 Customer (12 Dec 2012 to 6 Mar 2015)
  • Towers Watson Limited (no longer approved here)

    FRN 432886

    • CF24 Pension Transfer Specialist (30 Jul 2005 to 30 Jun 2007)
    • CF21 Investment Adviser (30 Jul 2005 to 30 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.