Kate Fleming

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HFS Milbourne Financial Services Limited (no longer approved here)

    FRN 125051

    • [FCA CF] Client dealing (18 May 2023 to 26 Apr 2024)
    • [FCA CF] Manager of certification employee (18 May 2023 to 26 Apr 2024)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Client dealing (18 May 2023 to 26 Apr 2024)
    • [FCA CF] Manager of certification employee (18 May 2023 to 26 Apr 2024)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Client dealing (18 May 2023 to 26 Apr 2024)
    • [FCA CF] Manager of certification employee (18 May 2023 to 26 Apr 2024)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • [FCA CF] Manager of certification employee (18 May 2023 to 26 Apr 2024)
    • [FCA CF] Client dealing (18 May 2023 to 26 Apr 2024)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (21 Jul 2009 to 6 Oct 2014)

Recent activity

Updates to this individual's record on the FCA register.

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