HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Catherine Geary

  IRN CMS01120

  • CF30 Customer (20 Mar 2015 to 29 Sep 2017)
• Catherine Martha Glennon

  IRN CMG00004

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 8 Aug 2022)
  • [FCA CF] Client dealing (since 8 Aug 2022)
• Celia Agudin Mora

  IRN CXA00296

  • [FCA CF] Client dealing (since 18 May 2023)
• Cenk Akdeniz

  IRN CXA00274

  • [FCA CF] Client dealing (8 Dec 2022 to 15 Nov 2024)
  • [FCA CF] Functions requiring qualifications (8 Dec 2022 to 15 Nov 2024)
• Charanjit Singh Kooner

  IRN CSK01027

  • CF30 Customer (2 Oct 2015 to 27 Nov 2017)
• Charles Edward Robertson Blackwell

  IRN CEB01080

  • CF30 Customer (2 Nov 2016 to 8 Dec 2019)
• Charles Jonathan Maxwell Coade

  IRN CJC01265

  • [FCA CF] Client dealing (9 Dec 2019 to 25 Jun 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Jun 2021)
• Charles Kouros Sadeghi-Broujerdi

  IRN CKS01021

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 19 May 2025)
  • [FCA CF] Client dealing (since 19 May 2025)
• Charles William Mullins

  IRN CWM00001

  • CF30 Customer (1 Aug 2014 to 31 Jul 2019)
• Charlotte Davies

  IRN CXT01367

  • [FCA CF] Material risk taker (since 1 Oct 2024)
  • [FCA CF] Significant management (since 3 Oct 2022)
  • [FCA CF] Manager of certification employee (since 3 Oct 2022)

No changes recorded yet.