HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Charlotte Platts

  IRN CLP01024

  • [FCA CF] Material risk taker (since 1 Oct 2024)
  • [FCA CF] Manager of certification employee (since 6 Sep 2024)
• Cherice Mendes-Sweeney

  IRN CXM00704

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 21 Jul 2022)
  • [FCA CF] Client dealing (since 21 Jul 2022)
• Chloe Armstrong

  IRN CXH00761

  • [FCA CF] Client dealing (since 19 Feb 2024)
• Chris James Francis Littlefair

  IRN CXL00013

  • [FCA CF] Functions requiring qualifications (23 Aug 2021 to 31 Aug 2022)
  • [FCA CF] Client dealing (23 Aug 2021 to 31 Aug 2022)
• Christian James Ward

  IRN CJW01181

  • [FCA CF] Client dealing (6 Jun 2023 to 22 Jul 2025)
  • [FCA CF] Functions requiring qualifications (6 Jun 2023 to 22 Jul 2025)
• Christine Anne Vary

  IRN CAW00051

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Dec 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 26 Dec 2024)
• Christine Brown

  IRN CXB00804

  • [FCA CF] Client dealing (since 18 May 2023)
• Christine Holland

  IRN CXH00665

  • [FCA CF] Client dealing (24 May 2023 to 30 Apr 2025)
• Christine Lau

  IRN CCC01037

  • [FCA CF] Client dealing (since 18 May 2023)
• Christopher Andrew Iles

  IRN CAI01022

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 23 Oct 2023)
  • [FCA CF] Client dealing (since 23 Oct 2023)

No changes recorded yet.