Charles William Mullins

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Evelyn Partners Financial Planning Limited (no longer approved here)
FRN 136414
- CF30 Customer (17 Mar 2017 to 31 Jul 2019)
Evelyn Partners Investment Management Services Limited (no longer approved here)
FRN 165169
- CF30 Customer (17 Mar 2017 to 31 Jul 2019)
HW Financial Services Limited (no longer approved here)
FRN 134190
- CF30 Customer (1 Aug 2014 to 31 Jul 2019)
Evelyn Partners Securities (no longer approved here)
FRN 124255
- CF29 Significant management (18 Feb 2013 to 31 Jul 2019)
- CF30 Customer (1 Nov 2007 to 31 Jul 2019)
- CF16 Significant Mgt (Desgntd Investment Business) (11 May 2005 to 31 Oct 2007)
- CF1 Director (17 Jan 2003 to 25 Apr 2005)
- CF24 Pension Transfer Specialist (17 Jan 2003 to 31 Oct 2007)
- CF21 Investment Adviser (17 Jan 2003 to 31 Oct 2007)
DB UK Bank Limited (no longer approved here)
FRN 140848
- CF29 Significant management (18 Feb 2013 to 14 Jul 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.