Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Jul 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 23 Jul 2021)
- CF30 Customer (30 Nov 2019 to 8 Dec 2019)
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- CF30 Customer (14 Nov 2017 to 29 Nov 2019)
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- CF30 Customer (9 Dec 2016 to 29 Sep 2017)
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- CF30 Customer (20 Mar 2015 to 29 Sep 2017)
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- CF30 Customer (1 Jun 2014 to 27 Feb 2015)
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- CF30 Customer (1 Nov 2007 to 30 Oct 2009)
- CF21 Investment Adviser (30 Mar 2005 to 31 Oct 2007)
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- CF24 Pension Transfer Specialist (27 Jan 2004 to 10 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.