Charles Kouros Sadeghi-Broujerdi

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited

    FRN 134190

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 19 May 2025)
    • [FCA CF] Functions requiring qualifications (since 19 May 2025)
  • Evelyn Partners Financial Planning Limited

    FRN 136414

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 19 May 2025)
    • [FCA CF] Functions requiring qualifications (since 19 May 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (7 May 2021 to 4 Apr 2025)
    • CF30 Customer (10 Mar 2021 to 4 Apr 2025)
  • Twelve Wealth Management Limited (no longer approved here)

    FRN 623784

    • Employed By (10 Mar 2021 to 4 Apr 2025)
  • Prosdocimi Limited (no longer approved here)

    FRN 481247

    • CF30 Customer (19 Nov 2015 to 26 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.