HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carl Jason Withers

  IRN CJW00017

  • CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
• Carl Sackett

  IRN CXS00733

  • [FCA CF] Client dealing (since 18 May 2023)
• Carl Thomas Paul McColgan

  IRN CTM00005

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Carl Tuttiett

  IRN CNT01016

  • CF30 Customer (4 Aug 2016 to 14 Nov 2019)
• Carla Stent

  IRN CRS01104

  • SMF11 Chair of the Audit Committee (since 23 Sep 2020)
  • SMF10 Chair of the Risk Committee (since 23 Sep 2020)
• Carol Stanger

  IRN CXS00020

  • CF30 Customer (16 Nov 2016 to 23 Apr 2018)
• Caroline Maricourt

  IRN CXM01025

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 16 Feb 2024)
  • [FCA CF] Functions requiring qualifications (since 16 Feb 2024)
• Caroline Rushen

  IRN CXR00551

  • [FCA CF] Client dealing (since 9 Jul 2024)
• Caroline Ruth Magill

  IRN CRM01094

  • [FCA CF] Manager of certification employee (since 21 May 2021)
• Caroline Stanton

  IRN CXS00736

  • [FCA CF] Manager of certification employee (since 3 Jan 2024)
  • [FCA CF] Client dealing (since 30 May 2023)

No changes recorded yet.