Carol Stanger

• Best Practice IFA Group Limited

  FRN 223112

  • 11. Pension transfer specialist
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 11 May 2018)
• Lockhart Capital Management LLP

  FRN 781292

  • (11)Employed By (since 11 May 2018)
• HW Financial Services Limited (no longer approved here)

  FRN 134190

  • CF30 Customer (16 Nov 2016 to 23 Apr 2018)
• Evelyn Partners Financial Planning Limited (no longer approved here)

  FRN 136414

  • CF30 Customer (3 Jan 2013 to 23 Apr 2018)
• Lloyds Bank PLC (no longer approved here)

  FRN 119278

  • CF30 Customer (4 Mar 2010 to 5 Aug 2010)
• Bank of Scotland plc (no longer approved here)

  FRN 169628

  • CF30 Customer (1 Nov 2007 to 3 Mar 2010)
  • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
• Santander UK Plc (no longer approved here)

  FRN 106054

  • CF21 Investment Adviser (1 Dec 2001 to 4 Feb 2003)
• Santander ISA Managers Limited (no longer approved here)

  FRN 171448

  • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)

No changes recorded yet.