HSBC Global Asset Management (UK) Limited

• Principal Place of Business

  8 Canada Square

  London

  E14 5HQ

  UNITED KINGDOM

  Phone

  +442380722582

  Web

  http://www.assetmanagement.hsbc.com/uk

• Complaints Contact

  Forum 1

  The Forum

  Parkway

  Whiteley

  Fareham

  Hampshire

  PO15 7PA

  UNITED KINGDOM

  Phone

  +442380722582

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Jean Philippe Munch

  IRN JXM00271

  • [PRA CF] Managing a material risk taker (16 Sep 2021 to 12 Feb 2022)
  • [FCA CF] Client dealing (6 Nov 2020 to 19 Jan 2022)
  • [FCA CF] Manager of certification employee (6 Nov 2020 to 19 Jan 2022)
  • [FCA CF] Material risk taker (6 Nov 2020 to 19 Jan 2022)
• Jean-Charles Bertrand

  IRN JXB00267

  • [FCA CF] Significant management (since 23 Aug 2022)
  • [FCA CF] Material risk taker (since 4 Sep 2020)
  • [FCA CF] Manager of certification employee (since 4 Sep 2020)
  • [FCA CF] Client dealing (4 Jan 2021 to 19 Jan 2022)
  • [FCA CF] Manager of certification employee (6 Jul 2020 to 7 Jul 2020)
• Jeevan Singh Riyait

  IRN JXR00740

  • [FCA CF] Client dealing (since 15 Aug 2023)
• Jeffrey David Currington

  IRN JDC01069

  • CF27 Investment Management (15 May 2003 to 6 May 2005)
• Jeffrey Raymond Grow

  IRN JRG01131

  • CF26 Customer Trading (6 Nov 2006 to 29 Jun 2007)
  • CF27 Investment Management (1 Jun 2006 to 29 Jun 2007)
• Jenine Ruth Langrish

  IRN JRL01061

  • CF30 Customer (1 Nov 2007 to 25 Oct 2008)
  • CF27 Investment Management (1 Dec 2001 to 22 Apr 2002)
• Jennie Young Byun

  IRN JXB00426

  • [FCA CF] Client dealing (since 6 Aug 2024)
  • [FCA CF] Manager of certification employee (since 13 Jul 2024)
• Jennifer Ann Noble

  IRN JAN01097

  • CF30 Customer (5 Apr 2011 to 6 Mar 2015)
• Jennifer Calvery

  IRN JSC31690

  • SMF10 Chair of the Risk Committee (since 19 Sep 2024)
  • Director of firm who is not a certification employee or a SMF manager (since 20 Apr 2023)
• Jennifer Passmoor

  IRN JXP01970

  • [FCA CF] Client dealing (since 2 Nov 2020)
  • CF30 Customer (8 Oct 2019 to 8 Dec 2019)

No changes recorded yet.