Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Global Asset Management (UK) Limited
FRN 122335
- SMF10 Chair of the Risk Committee (since 19 Sep 2024)
- Director of firm who is not a certification employee or a SMF manager (since 20 Apr 2023)
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HSBC Bank Plc
FRN 114216
- SMF7 Group Entity Senior Manager (since 5 Aug 2020)
- [PRA CF] Managing a material risk taker (9 Feb 2017 to 12 Jun 2020)
- [FCA CF] Manager of certification employee (9 Feb 2017 to 18 May 2020)
- [PRA CF] Significant risk taker or Material risk taker (9 Feb 2017 to 18 May 2020)
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HSBC UK Bank Plc
FRN 765112
- SMF7 Group Entity Senior Manager (since 5 Aug 2020)
- [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 18 May 2020)
- [FCA CF] Manager of certification employee (1 Jul 2018 to 18 May 2020)
- [PRA CF] Managing a material risk taker (1 Jul 2018 to 12 Jun 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.