Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 12 Feb 2022)
    • [FCA CF] Client dealing (6 Nov 2020 to 19 Jan 2022)
    • [FCA CF] Manager of certification employee (6 Nov 2020 to 19 Jan 2022)
    • [FCA CF] Material risk taker (6 Nov 2020 to 19 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.