Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Global Asset Management (UK) Limited
FRN 122335
- [FCA CF] Client dealing (since 6 Aug 2024)
- [FCA CF] Manager of certification employee (since 13 Jul 2024)
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- [FCA CF] Manager of certification employee (1 Feb 2022 to 24 May 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 24 May 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.