Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Global Asset Management (UK) Limited
FRN 122335
- [FCA CF] Significant management (since 23 Aug 2022)
- [FCA CF] Manager of certification employee (since 4 Sep 2020)
- [FCA CF] Material risk taker (since 4 Sep 2020)
- [FCA CF] Client dealing (4 Jan 2021 to 19 Jan 2022)
- [FCA CF] Manager of certification employee (6 Jul 2020 to 7 Jul 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.