HSBC Alternative Investments Limited

• Principal Place of Business

  8 Canada Square

  London

  E14 5HQ

  UNITED KINGDOM

  Phone

  +442380722582

  Web

  http://www.assetmanagement.hsbc.com/uk

• Complaints Contact

  Forum 1

  The Forum

  Parkway

  Whiteley

  Fareham

  Hampshire

  PO15 7PA

  UNITED KINGDOM

  Phone

  +442380722582

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to advisory-only activities.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Karishma Gadgil

  IRN KXG00056

  • [FCA CF] Manager of certification employee (since 30 Mar 2021)
  • [FCA CF] Manager of certification employee (26 May 2020 to 8 Jan 2021)
• Katarzyna Maria Blacque

  IRN KXS00775

  • [FCA CF] Client dealing (13 Nov 2024 to 14 Jul 2025)
• Kate Baker

  IRN KXB00550

  • [PRA CF] Managing a material risk taker (since 21 Nov 2025)
  • [FCA CF] Manager of certification employee (since 6 Nov 2025)
  • [FCA CF] Significant management (since 26 Mar 2025)
  • [FCA CF] Material risk taker (since 12 Oct 2023)
  • [FCA CF] Significant management (12 Oct 2023 to 18 Dec 2024)
• Kevin Adeson

  IRN KXA01102

  • CF2 Non Executive Director (29 Oct 2015 to 17 Dec 2018)
• Kim Danielle Blackman

  IRN KDB01019

  • CF30 Customer (1 Nov 2007 to 16 Dec 2008)
  • CF21 Investment Adviser (30 Jan 2006 to 31 Oct 2007)
• Korsan Cevdet

  IRN KXC27495

  • [FCA CF] Material risk taker (28 Feb 2022 to 7 Aug 2023)
• Laura Carole Powell

  IRN LCP31618

  • [FCA CF] Manager of certification employee (27 Jun 2021 to 6 Jul 2021)
• Laura Jayne Bell

  IRN LXB00162

  • [FCA CF] Manager of certification employee (24 Feb 2021 to 8 Mar 2021)
• Lioubov Alexandrovna Gueroeva

  IRN LXG46873

  • [FCA CF] Client dealing (1 Feb 2021 to 23 Mar 2023)
• Lorraine Omo

  IRN LXO35622

  • [PRA CF] Managing a material risk taker (19 Aug 2022 to 15 Aug 2023)
  • [FCA CF] Manager of certification employee (21 Feb 2022 to 12 Aug 2022)

No changes recorded yet.