Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Significant management (since 11 Aug 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 30 Aug 2019)
    • [FCA CF] Manager of certification employee (14 Jan 2026 to 10 Mar 2026)
    • [FCA CF] Significant management (13 Sep 2021 to 10 Aug 2022)
    • [FCA CF] Significant management (since 11 Aug 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 30 Aug 2019)
    • [FCA CF] Significant management (13 Sep 2021 to 10 Aug 2022)
    • [FCA CF] Manager of certification employee (4 Jun 2020 to 9 Sep 2021)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Significant management (13 Sep 2021 to 10 Aug 2022)
    • [FCA CF] Manager of certification employee (27 Jun 2021 to 6 Jul 2021)
    • [FCA CF] Material risk taker (9 Oct 2020 to 10 Aug 2022)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • [FCA CF] Manager of certification employee (27 Jun 2021 to 6 Jul 2021)

Recent activity

Updates to this individual's record on the FCA register.

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