Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (28 Feb 2022 to 10 Aug 2022)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Material risk taker (28 Feb 2022 to 10 Aug 2022)
    • SMF5 Head of Internal Audit (22 Jan 2020 to 4 Aug 2021)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • [FCA CF] Material risk taker (28 Feb 2022 to 7 Aug 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (28 Feb 2022 to 10 Aug 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.