Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (since 21 Feb 2022)
- [PRA CF] Managing a material risk taker (15 Mar 2022 to 21 Jul 2022)
- [FCA CF] Manager of certification employee (21 Feb 2022 to 12 Aug 2022)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 21 Feb 2022)
- [PRA CF] Managing a material risk taker (15 Mar 2022 to 21 Jul 2022)
- [FCA CF] Manager of certification employee (21 Feb 2022 to 12 Aug 2022)
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- [PRA CF] Managing a material risk taker (19 Aug 2022 to 15 Aug 2023)
- [FCA CF] Manager of certification employee (21 Feb 2022 to 12 Aug 2022)
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- [PRA CF] Managing a material risk taker (15 Mar 2022 to 21 Jul 2022)
- [FCA CF] Material risk taker (21 Feb 2022 to 10 Aug 2022)
- [FCA CF] Manager of certification employee (21 Feb 2022 to 12 Aug 2022)
- SMF5 Head of Internal Audit (5 Aug 2021 to 31 Jan 2022)
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- [PRA CF] Significant risk taker or Material risk taker (27 Feb 2018 to 30 Nov 2020)
- [FCA CF] Significant management (27 Feb 2018 to 30 Nov 2020)
- [FCA CF] Material risk taker (27 Feb 2018 to 30 Nov 2020)
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- [FCA CF] Significant management (27 Feb 2018 to 8 Oct 2020)
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- [FCA CF] Significant management (27 Feb 2018 to 30 Nov 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.