Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 21 Feb 2022)
    • [PRA CF] Managing a material risk taker (15 Mar 2022 to 21 Jul 2022)
    • [FCA CF] Manager of certification employee (21 Feb 2022 to 12 Aug 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 21 Feb 2022)
    • [PRA CF] Managing a material risk taker (15 Mar 2022 to 21 Jul 2022)
    • [FCA CF] Manager of certification employee (21 Feb 2022 to 12 Aug 2022)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • [PRA CF] Managing a material risk taker (19 Aug 2022 to 15 Aug 2023)
    • [FCA CF] Manager of certification employee (21 Feb 2022 to 12 Aug 2022)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [PRA CF] Managing a material risk taker (15 Mar 2022 to 21 Jul 2022)
    • [FCA CF] Material risk taker (21 Feb 2022 to 10 Aug 2022)
    • [FCA CF] Manager of certification employee (21 Feb 2022 to 12 Aug 2022)
    • SMF5 Head of Internal Audit (5 Aug 2021 to 31 Jan 2022)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [PRA CF] Significant risk taker or Material risk taker (27 Feb 2018 to 30 Nov 2020)
    • [FCA CF] Significant management (27 Feb 2018 to 30 Nov 2020)
    • [FCA CF] Material risk taker (27 Feb 2018 to 30 Nov 2020)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Significant management (27 Feb 2018 to 8 Oct 2020)
  • Cater Allen Limited (no longer approved here)

    FRN 178737

    • [FCA CF] Significant management (27 Feb 2018 to 30 Nov 2020)

Recent activity

Updates to this individual's record on the FCA register.

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