Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (11 Jan 2019 to 7 Feb 2019)
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- [FCA CF] Significant management (17 Feb 2017 to 7 Feb 2018)
- [PRA CF] Significant risk taker or Material risk taker (17 Feb 2017 to 7 Feb 2019)
- CF29 Significant management (27 Jul 2010 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (24 Aug 2006 to 31 Oct 2007)
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- CF2 Non Executive Director (29 Oct 2015 to 17 Dec 2018)
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- CF1 Director (2 Oct 2002 to 21 Apr 2006)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 21 Apr 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 21 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.