Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (11 Jan 2019 to 7 Feb 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Significant management (17 Feb 2017 to 7 Feb 2018)
    • [PRA CF] Significant risk taker or Material risk taker (17 Feb 2017 to 7 Feb 2019)
    • CF29 Significant management (27 Jul 2010 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (24 Aug 2006 to 31 Oct 2007)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • CF2 Non Executive Director (29 Oct 2015 to 17 Dec 2018)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • CF1 Director (2 Oct 2002 to 21 Apr 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 21 Apr 2006)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 21 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.