Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Stuart Martin

    IRN SSM00011

    • [FCA CF] Manager of certification employee (16 Nov 2021 to 1 Apr 2026)
  • Simonetta Rigo

    IRN SXR02665

    • SMF18 Other Overall Responsibility (22 Jul 2021 to 31 Mar 2024)
  • Sonia Baldock

    IRN SXB00492

    • [FCA CF] Significant management (9 Dec 2019 to 1 Apr 2026)
  • Sophia Boniface

    IRN SXB01211

    • [FCA CF] Client dealing (2 Sep 2025 to 1 Apr 2026)
  • Stacey Ramsey

    IRN SXR00708

    • [FCA CF] Client dealing (18 May 2023 to 27 Sep 2024)
  • Stacey Seaborne

    IRN SXS11686

    • [FCA CF] Manager of certification employee (12 Aug 2024 to 1 Apr 2026)
  • Stephen Andrew Baker

    IRN SAB01167

    • CF30 Customer (1 Nov 2007 to 24 May 2011)
    • CF21 Investment Adviser (13 Oct 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Jul 2004 to 13 Oct 2004)
  • Stephen John Beadsley

    IRN SJB01482

    • CF30 Customer (1 Nov 2007 to 31 May 2010)
    • CF22 Investment Adviser (Trainee) (19 Dec 2005 to 31 Oct 2007)
  • Stephen Lennon

    IRN SXL01824

    • CF30 Customer (14 Jun 2012 to 9 Jun 2014)
  • Stephen McClymont

    IRN SJM01239

    • [FCA CF] Manager of certification employee (12 Jul 2023 to 1 Apr 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.